Performance Analysis of ZF and MMSE Equalizers for MIMO Systems: An In-Depth Study of the High SNR RegimeYi Jiang, Mahesh K. Varanasi, Jian Li|IEEE Transactions on Information Theory|2011 This paper presents an in-depth analysis of the zero forcing (ZF) and minimum mean squared error (MMSE) equalizers applied to wireless multiinput multioutput (MIMO) systems with no fewer receive than transmit antennas. In spite of much prior work on this subject, we reveal several new and surprising analytical results in terms of output signal-to-noise ratio (SNR), uncoded error and outage probabilities, diversity-multiplexing (D-M) gain tradeoff and coding gain. Contrary to the common perception that ZF and MMSE are asymptotically equivalent at high SNR, we show that the output SNR of the MMSE equalizer (conditioned on the channel realization) is <formula formulatype="inline" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex Notation="TeX">$\rho_{\rm mmse} = \rho_{\rm zf}+\eta_{\ssr snr}$</tex></formula> , where <formula formulatype="inline" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex Notation="TeX">$\rho_{\rm zf}$</tex></formula> is the output SNR of the ZF equalizer and that the gap <formula formulatype="inline" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"> <tex Notation="TeX">$\eta_{\ssr snr}$</tex></formula> is statistically independent of <formula formulatype="inline" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"> <tex Notation="TeX">$\rho_{\rm zf}$</tex></formula> and is a nondecreasing function of input SNR. Furthermore, as <formula formulatype="inline" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex Notation="TeX">${\ssr snr}\ura{} \infty$</tex></formula> , <formula formulatype="inline" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex Notation="TeX">$\eta_{\ssr snr}$</tex></formula> converges with probability one to a scaled <formula formulatype="inline" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex Notation="TeX">${\cal F}$</tex></formula> random variable. It is also shown that at the output of the MMSE equalizer, the interference-to-noise ratio (INR) is tightly upper bounded by <formula formulatype="inline" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"> <tex Notation="TeX">${{\eta_{\ssr snr}}\over {\rho_{\rm zf}}}$</tex></formula> . Using the decomposition of the output SNR of MMSE, we can approximate its uncoded error, as well as outage probabilities through a numerical integral which accurately reflects the respective SNR gains of the MMSE equalizer relative to its ZF counterpart. The <formula formulatype="inline" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"> <tex Notation="TeX">$\epsilon$</tex></formula> -outage capacities of the two equalizers, however, coincide in the asymptotically high SNR regime. We also provide the solution to a long-standing open problem: applying optimal detection ordering does not improve the D-M tradeoff of the vertical Bell Labs layered Space-Time (V-BLAST) architecture. It is shown that optimal ordering yields a SNR gain of <formula formulatype="inline" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex Notation="TeX">$10\log_{10}N$</tex></formula> dB in the ZF-V-BLAST architecture (where <formula formulatype="inline" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex Notation="TeX">$N$</tex></formula> is the number of transmit antennas) whereas for the MMSE-V-BLAST architecture, the SNR gain due to ordered detection is even better and significantly so.
Joint transceiver design for MIMO communications using geometric mean decompositionYi Jiang, Jian Li, William W. Hager|IEEE Transactions on Signal Processing|2005 In recent years, considerable attention has been paid to the joint optimal transceiver design for multi-input multi-output (MIMO) communication systems. In this paper, we propose a joint transceiver design that combines the geometric mean decomposition (GMD) with either the conventional zero-forcing VBLAST decoder or the more recent zero-forcing dirty paper precoder (ZFDP). Our scheme decomposes a MIMO channel into multiple identical parallel subchannels, which can make it rather convenient to design modulation/demodulation and coding/decoding schemes. Moreover, we prove that our scheme is asymptotically optimal for (moderately) high SNR in terms of both channel throughput and bit error rate (BER) performance. This desirable property is not shared by any other conventional schemes. We also consider the subchannel selection issues when some of the subchannels are too poor to be useful. Our scheme can also be combined with orthogonal frequency division multiplexing (OFDM) for intersymbol interference (ISI) suppression. The effectiveness of our approaches has been validated by both theoretical analyses and numerical simulations.
MIMO Transceiver Design via Majorization TheoryDaniel P. Palomar, Yi Jiang|Foundations and Trends® in Communications and Information Theory|2007 Multiple-input multiple-output (MIMO) channels provide an abstract and unified representation of different physical communication systems, ranging from multi-antenna wireless channels to wireless digital subscriber line systems. They have the key property that several data streams can be simultaneously established. In general, the design of communication systems for MIMO channels is quite involved (if one can assume the use of sufficiently long and good codes, then the problem formulation simplifies drastically). The first difficulty lies on how to measure the global performance of such systems given the tradeoff on the performance among the different data streams. Once the problem formulation is defined, the resulting mathematical problem is typically too complicated to be optimally solved as it is a matrix-valued nonconvex optimization problem. This design problem has been studied for the past three decades (the first papers dating back to the 1970s) motivated initially by cable systems and more recently by wireless multi-antenna systems. The approach was to choose a specific global measure of performance and then to design the system accordingly, either optimally or suboptimally, depending on the difficulty of the problem. This text presents an up-to-date unified mathematical framework for the design of point-to-point MIMO transceivers with channel state information at both sides of the link according to an arbitrary cost function as a measure of the system performance. In addition, the framework embraces the design of systems with given individual performance on the data streams. Majorization theory is the underlying mathematical theory on which the framework hinges. It allows the transformation of the originally complicated matrix-valued nonconvex problem into a simple scalar problem. In particular, the additive majorization relation plays a key role in the design of linear MIMO transceivers (i.e., a linear precoder at the transmitter and a linear equalizer at the receiver), whereas the multiplicative majorization relation is the basis for nonlinear decisionfeedback MIMO transceivers (i.e., a linear precoder at the transmitter and a decision-feedback equalizer at the receiver).
An Asymmetric Double Sided Two-Way Ranging for Crystal OffsetBy measuring the time-of-flight (TOF) of ultra-wide bandwidth (UWB) signals, the distance between two transceivers can be obtained. A two-way ranging method has been considered because one-way ranging is susceptible to the network synchronization. However offsets between the crystal oscillators in different transceivers can generate frequency errors, which will influence the estimated round trip time of the signals. Temporal errors on the order of nanoseconds will eventually reduce distance errors on the order of decimeters. This paper presents a novel asymmetric double sided two-way ranging method, which enhances the tolerance for crystal offsets compared with the conventional two-way ranging method It also reduces the detection time of the symmetric double sided two-way ranging method by half.
The geometric mean decompositionYi Jiang, William W. Hager, Jian Li|Linear Algebra and its Applications|2004